Archive for September, 2016

  • Gerald Citera on Market Structure

    One of the best parts of the Institute for Financial Market Regulation is our wonderful Advisory Council.  Last week, we had the great good fortune to host Gerald Citera– one of IFMR’s founders and a long-time member of IFMR’s executive committee.  Jerry currently […]

  • FDIC Proposes Guidance For Managing Third Party Risk

    On July 29, 2016, the Federal Deposit Insurance Corporation (“FDIC”) released its  proposed Guidance on Managing Third-Party Risk (“FDIC Proposal”).  The FDIC Proposal (available at invites comments on proposed guidance for third-party lending.  The purpose of the guidance is to set forth […]

  • Apollo Charged With Disclosure and Supervisory Failures

    On August 23, 2016, the Securities and Exchange Commission announced that four private equity fund advisers affiliated with Apollo Global Management (the “Apollo Advisers”) agreed to pay $52.7 million in settlement for (i) reportedly misleading fund investors about fees and a loan […]