A Project of the Institute For Financial Market Regulation
One of the best parts of the Institute for Financial Market Regulation is our wonderful Advisory Council. Last week, we had the great good fortune to host Gerald Citera– one of IFMR’s founders and a long-time member of IFMR’s executive committee. Jerry currently […]
On July 29, 2016, the Federal Deposit Insurance Corporation (“FDIC”) released its proposed Guidance on Managing Third-Party Risk (“FDIC Proposal”). The FDIC Proposal (available at https://www.fdic.gov/news/news/financial/2016/fil16050.html) invites comments on proposed guidance for third-party lending. The purpose of the guidance is to set forth […]
On August 23, 2016, the Securities and Exchange Commission announced that four private equity fund advisers affiliated with Apollo Global Management (the “Apollo Advisers”) agreed to pay $52.7 million in settlement for (i) reportedly misleading fund investors about fees and a loan […]